HOME PREVIOUS NEXT
TABLE OF CONTENTS
Chapter 3 – PSLRA – Pleading Scienter and Otherwise
§ 3.01. Rule 9(b) as PSLRA Pleading Precursor
§ 3.12. Denial of Petition For Certiorari in Novak
§ 3.02. PSLRA Enhanced Pleading Standard - Legislative History in a Nutshell
§ 3.13. Novak Applied
§ 3.03. The Circuit Courts of Appeals Speak – A Summary
[1] Introduction
§ 3.04. Eighth Circuit and the PSLRA Enhanced Pleading Provisions
[2] Judge Thrash and the Northern District of Georgia
§ 3.05. Ninth Circuit — Silicon Graphics ¾ Deliberate Recklessness and More
[3] Judge Lechner v. Judge Irenas in the District of New Jersey
§ 3.06. Motive and Opportunity – A Sampling
[4] Judge Moreno and the Southern District of Florida
§ 3.07. The First Circuit — Strong Inference v. Reasonable Inference
[5] Judge Kimball and the District of Utah
§ 3.08. Second Circuit — PSLRA Adopts Second Circuit State of Mind Pleading Standard
[6] Judge Young — Information and Belief as Only One Part of the Puzzle
§ 3.09. Circuit Courts -- Contrast or Common Grounds or Some of Both -- Seeping into the District Courts
§ 3.14. Eighth Circuit’s Distinctive Approach to Information and Belief
[1] Tenth Circuit – Defendants’ Knowledge of Materiality as an Aspect of Scienter [a] Focus on Materiality [b] Generalized Motives Shared by all Companies [c] What Does a Company Know?
§ 3.15 What does the Company Know?
[2] Fifth Circuit – Defendants had to Know Inference [a] A Smoking Gun? [b] Fifth Circuit on Motive and Opportunity [c] District Court Applies Zonagen
§ 3.16. Pleading Section 11 or Section 12(a)(2) Actions
§ 3.10. Information and Belief Proviso Takes Center Stage -- Second Circuit and the Information and Belief Proviso
[2] Is Rule 9(b) Applicable to a Section 11 or Section 12(a)(2) Claim?
§ 3.11. From the Abstract to a Working Framework ¾ Reconciling Silicon Graphics and Novak